Page 28 - IFX Internal Information Guide

FICA CHECKLIST

Politically Exposed People (PEPs)

This checklist must be completed with every FICA Related Transaction concluded with a politically exposed
person

Client Name:
IFX Backoffice Administrator:
Date:

Is the client one of the following or a close family member or closely
associated with one of the following: YES NO
Heads of State, Heads of Government and Cabinet Ministers
Influential Functionaries in Government
Senior Judges
Senior Political Party Functionaries
Senior and/or Influential Officials, Functionaries and Military Leaders and people with similar
functions in
Member of Ruling Families
Senior and/or Influential Representatives of Religious Organisations

If YES, obtain additional information regarding source of funds, the transaction and the client

Source of Funds/Income

Transaction Details

If client is a PEP, please obtain senior management authorization.

FICA CHECKLIST
Politically Exposed People (PEPs)
Last updated: 25 April 2018
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