Page 70 - ASCOT GROUP COMPLETE DOCUMENT (2)

Currently a non-executive director of Sanctuary Trust Limited.

Previous Employment

2008 - 2009 Canada Life International Services Limited

 Company Secretary & Head of Risk, Regulation & Technical
 Company Secretary for the regulated companies on the Island (two insurance
companies, one insurance manager). Responsible for the running of the various
boards and committees, and for ensuring all documentation in respect of associated
meetings, including statutory meetings, were issued and maintained, in accordance
with relevant requirements. Provided advice and guidance for Directors, both
executive and non-executive, and training where appropriate. Maintained
appropriate records for Directors’ and staff interests, ensuring that conflicts were
appropriately handled.
 Member of strategic management group, establishing, implementing and monitoring
performance against plans and ensuring corrective action taken when appropriate.
 Responsible for documentation and implementation of corporate governance
throughout group. Ensured all policies and procedures were reviewed, refreshed,
adherence monitored and breaches reported.
 Head of Compliance with responsibility for the compliance department. Ensured all
companies remained compliant with legislative and regulatory requirements, both in
the Isle of Man and other jurisdictions. Ensured monitoring conducted and reported,
and any corrective action undertaken.
 Responsible for management of Technical Department. Responsible for the provision
of legal and technical advice, both written and oral, to internal and external customers
on the Group’s products and their operation in various geographic regions.
Monitoring and evaluating advice given and providing advice when necessary.
Responsible for instructing on all legal matters, both internal (within Group) and
external, Isle of Man, UK and international.
 Head of Risk for international operation. Responsible for identifying and minimising
exposure to risk in all areas of operation, monitoring and implementing corrective
measures when required. Ensuring Business Continuity plans were appropriate and
up to date at all times.
 Money Laundering Reporting, Fraud and Data Protection Officer for Group.
 Chairman of the Manx Insurance Association Compliance Committee.