Page 71 - ASCOT GROUP COMPLETE DOCUMENT (2)

1999 - 2007 Isle of Man Insurance and Pensions Authority

 Head of Supervision - Life Assurance and Pensions.
(Previously, Head of Supervision – Insurance)
 Responsible for licensing and day to day supervision of all life assurance companies
operating in and from the Isle of Man. Ongoing regulation, including onsite visits, and
analysis of financial returns.
 Managing registration, authorisation and ongoing supervision of retirement benefit
schemes, administrators and trustees.
 Responsible for policy, design and implementation of legislation and regulation as it
applied to insurance and pensions.
 Liaison with foreign regulators and international bodies, providing consultation and
assistance as appropriate. Ongoing analysis of international legislation and regulation,
considering impact and necessary actions. EU and US Government liaison.
 Money Laundering Reporting Officer, Crime Liaison Officer, Data Protection Manager,
and Covert Surveillance Officer for the IPA.
 Member of the Isle of Man Government working party on anti-money laundering and
prevention of the financing of terrorism, consulting on legislation both for the finance
sector and wider.
 Speaker at numerous international compliance and regulatory conferences;
particularly those dealing with regulatory aspects of supervision, anti money
laundering and fraud issues, for various international bodies including The
International Monetary Fund.

1997 - 1999 EDSACo/Bentinck International Group

 International corporate service provider, trust company and fund manager.
 Director of Group trust company and client’s international listed funds. Responsible
for day to day management of trust company.
 Responsible for legal and compliance operation of regulated companies, both group
and client companies, including the design and content of offer documents,
applications for authorisation in various jurisdictions, stock exchange listings, and
ongoing regulation and compliance.
 Company secretarial and legal work for a range of client companies and trusts.