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14  Section 1  Evaluation and Management of the Patient

            of a population at risk of experiencing the outcome. The   and heart disease is greater among smokers than non-
  VetBooks.ir  population is then followed forward in time, and within   smokers. However, no one would seriously entertain
                                                              making such a correspondence between the association
            a specific time period cumulative incidence is defined as
            the  proportion  of the individuals  initially at  risk  that
                                                              and any causal effect. Therefore, statements about “risk”
            newly develop the outcome (assuming no individuals   of carrying matches with lung cancer and heart disease
            have been lost to follow‐up), and can only strictly fall   differences and ratios are best reserved for situations
            between 0 and 1. If 300 Yorkshire terriers were followed   where the justification for alleging a causal relation is
            from birth for five years without any dental interven-  supported by knowledge other than purely statistical.
            tions, and at the end of this time the presence of tooth
            resorption was found in 100 dogs, then the five‐year   Incidence Rates
            cumulative incidence of tooth resorption would be 0.33
            (assuming that there were no dogs that spontaneously   When patients are not all followed for the same amount
            recovered from it).                               of time, the cumulative incidence should not be utilized
             Cumulative incidence alone is not a measure of asso-  because the reasons for loss to follow‐up (known as right
            ciation.  However, comparing two  or  more cumulative   censoring) could be related to the risk of the outcome
            incidences under different conditions allows such asso-  developing. Instead, another, less intuitive measure of
            ciations to be quantified. Suppose that in addition to the   incidence that allows for different follow‐up in each indi-
            finding in Yorkshire terriers above, the five‐year cumula-  vidual is the  incidence rate (also sometimes called the
            tive incidence of tooth resorption in border collies was   hazard rate). In contrast to cumulative incidence, a pro-
            also measured as 0.10. Two important statements can   portion that has an interpretation always linked to a
            now be made about these two figures. First, that over the   defined period of time, the incidence rate in a population
            five‐year follow‐up period the difference in cumulative   is a joint function of the number of new (incident) out-
            incidences between Yorkshire terriers and border collies   come occurrences divided by the sum of the individual
            is 0.20 (0.30 – 0.10). Second, that over the five‐year fol-  times at risk of an outcome among the members of the
            low‐up period there is a three‐fold increase (0.30/0.10) in   population, and is expressed as the number of outcomes
            the cumulative incidence in Yorkshire terriers compared   per unit of time (for example, days, months, years, etc.).
            to border collies. These two measures of association are   Incidence rates are analogous to speeds; across popula-
            known as the  cumulative incidence difference and the   tions, they estimate the average number of outcomes
            cumulative  incidence  ratio,  respectively.  Other  terms   expected to occur per quantity of time.
            that remain in use include risk difference and attributa-  Incidence rates have particular utility in studies meas-
            ble risk for the former, and risk ratio and relative risk for   uring the time from onset of follow‐up to when an event
            the latter (these terms should be used with caution, how-  occurs. Such events can be recovery, death, remission, or
            ever, because risk implies causation, and statistical meas-  other outcomes. One of the most common applications
            ures are distinct from causal  measures without   for incidence rates is in survival studies of comparative
            corresponding strong causal assumptions that must be   treatment efficacy, where particular interest is in the rate
            invoked).                                         of death (or, conversely, survival).
             Nevertheless, the cumulative incidence ratio is par-  Suppose that in Yorkshire terriers the incidence rate of
            ticularly well suited to effectively communicating rela-  tooth resorption = 0.3 case/dog‐year (or, equivalently, 30
            tive impacts of factors on health in clinical practice   cases/100 dog‐years). This can be interpreted to mean
            because of its intuitive understandability. Statistical nov-  that if 100 dogs were each followed for one year, that 30
            ices can appreciate, for example, a statement such as:   cases would be expected; it can also be interpreted to
            “The incidence of parvovirus in unvaccinated puppies   mean that if 50 dogs were each followed for two years, 30
            under 6 months of age is 10‐fold greater than in vacci-  cases would be expected, and so on. The independence
            nated puppies.”                                   of the incidence rate from the number of individuals is
             Our understanding of how vaccines, the immune sys-  perhaps best understood through the analogy of measur-
            tem, and viral infections work could also reasonably   ing the average speed of automobiles: whether 60 cars
            allow  us  to modify this statement by  substituting  the   each travel one mile in one minute or one car travels 60
            word “risk” for “incidence.” Such strong biologic knowl-  miles in 60 minutes, under both scenarios the total dis-
            edge is not always apparent, however, which should   tance traveled is 60 miles, the total amount of time trave-
            motivate caution when using words with causal interpre-  led is 60 minutes, and the speed is 60 miles per hour.
            tations like “risk” or “likelihood.” Physicians would have   As with cumulative incidence, it is frequent to see inci-
            no hesitancy in making the correspondence between the   dence rates compared on a ratio scale to measure relative
            association of tobacco smoke with lung cancer and heart   associations; these are called incidence rate ratios or haz-
            disease with the statement that the risk of lung cancer   ard ratios. An incidence rate ratio greater than 1 implies
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