Page 54 - 4. Pre-Course Reading-Training on Forestry Audit 2019
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Auditing Forests: Guidance for Supreme Audit Institutions




                                                      RESEARCHABLE   RESEARCHABLE
           TOPIC           SUB-TOPIC        RSIK                                             CRITERIA
                                                        QUESTION     SUB-QUESTION
           Forest Management  Planning  Biodiversity and   Have the planning   Is the management   • All administrative levels have appropriate
                                        ecosystem loss.  procedures been   plan appropriate   capacity for planning sustainable forest
                                        Forest fires.  sound and effective?  to the scale and   management, in consideration of all thematic
                                        Illegal logging.            intensity of the   elements of sustainable forestry.
                                        Unemployment.               operations, up to   • A legal/regulatory framework gives forest
                                        Social problems.            date, clearly stated,   owners and managers with the power to
                                        Decreased carbon            and applicable?  assemble or to order forest management plans.
                                        storage.                                  • All forests (despite ownership) are managed
                                        Shortage of                               according to a management plan. If not, then
                                        raw materials                             the percentage of forest area managed
                                        for industry.                             according to a management plan is increasing
                                                                                  compared to the previous situation (for example
                                                                                  5, 10, 20 etc. years).
                                                                                  • Management objectives are set rationally
                                                                                  for each management unit. Objectives should
                                                                                  be flexible enough to allow the forest manager
                                                                                  to adapt to present and future variations in
    54                                                                            physical, biological, and socio-economic
                                                                                  circumstances - keeping in mind the overall
                                                                                  objectives of sustainability.
                                                                                  • If appropriate, the size of each production
                                                                                  forest management unit should preferably
                                                                                  be a function of the felling cycle, the average
                                                                                  harvested volume per hectare and annual
                                                                                  timber outturn target of the operating agency
                                                                                  (state forest enterprises, concessionaire, etc.)
                                                                                  • A legal/regulatory framework regulates public
                                                                                  participation in forest management planning,
                                                                                  decision-making, data collection, monitoring
                                                                                  and assessment.

                                                      Does the planning   Does a detailed   • A legal/regulatory framework describes the
                                                      include a forest   inventory allow   requirements for forest mapping and the
                                                      inventory?    planning of forest   methods of forest inventory.
                                                                    management and   • Sufficient forest inventories exist for keeping
                                                                    timber harvesting   track of both the current and potential quantities
                                                                    operations?   of commercial tree species for any future timber
                                                                                  production.
                                                                                  • If appropriate, representative series of
                                                                                  permanent sample plots are established.
                                                                                  • A national agency or institutional framework
                                                                                  with the capacity to supervise the existence
                                                                                  and quality of forest inventories.


                                                      Does the silvicultural   Is the choice of   • The silvicultural guidelines for timber and
                                                      concept exist?  silvicultural concept   non-wood forest products exist and are
                                                                    aimed at sustained   implemented.
                                                                    yield at minimum   • Information, which provides the basis for
                                                                    cost, enabling   rational choice of silvicultural practices
                                                                    harvesting now   (inventories and measurements from growth
                                                                    and in the future,   and yield plots, as well as data on market
                                                                    while respecting   demand for various end uses of timber
                                                                    recognized other   products), is gathered.
                                                                    forest management   • A progressive silvicultural system should
                                                                    objectives?   be developed, one that allows for gradual
                                                                                  improvements in practices as better information
                                                                                  becomes available. The harvesting intensity
                                                                                  and the design of harvesting should be integral
                                                                                  parts of the silvicultural concept.
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