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each   facility on their

                                                            respective   list.    That form
                                                               is returned to the


                                                            appropriate   field office



                                                            for   their review prior to

                                                            survey.    The fact that a



                                                            facility     s soon to be
                                                                  i
                                                                    i
                                                            surveyed     s STRICTLY
                                                            CONFIDENTIAL
                                                            information   and CANNOT

                                                            be   shared with anyone



                                                                   o

                                                            outside     f our program –
                                                            under   any circumstances.


                                                                                         i



                                                        2)  The   DOH will alert the   This     s EXTREMELY CONFIDENTIAL.
                                                            state   office of impending   The   local ombudsman must not alert






                                                            survey   visits.    The state   anyone   outside of our program that a








                                                                                           i

                                                            office   will send an email   survey     s pending at any facility. There

                                                            to   the local ombudsman   are   serious repercussions for violating







                                                            who   will follow-up by   this   confidentiality requirement.    The


                                                            completing   the Pre-    ombudsman   should complete the







                                                            Survey   Report form.    The  form using information gathered via



                                                            form,   once completed,   facility   visits, casework, etc.    However,
                                                               b
                                                                e






                                                            will     sent back to their   the   information shared should NOT be
                                                            respective   DOH field   resident-specific   but should alert DOH




                                                            office   for their review.   to   trends or patterns of issues that







                                                                                     concern   the residents and/or our


                                                        3)  The   DOH field office will   office.


                                                            review   the form and may



                                                            call   the local ombudsman


                                                            for   clarification of

                                                            additional   information
                                                        4)  The   survey team should   Again,   the information exchanged      s



                                                                                                                    i


                                                                                                              B
                                                            call   the Ombudsman     EXTREMELY   CONFIDENTIAL.      y
                                                            program   office as soon as  sharing our knowledge of an










                                                            they   are on site and   impending   survey with anyone outside






                                                            informs   them of the    of   our program, we are violating the
                                                            date/time   for the      law   and destroying our working





                                                            resident   meeting.      relationship   with DOH.

                                                        5)  The   survey team alerts   DOH   meets with the




                                                            the   ombudsman of the   residents/resident   council without




                                                            tentative   date/time for   facility   staff.    The ombudsman is


                                                            the   exit meeting.    The   invited     o attend this meeting – and

                                                                                           t


                                                            exit   meeting is attended   should.    The volunteer ombudsman


                                                            by   surveyors, facility   can   attend instead of the staff





                                                                                                o
                                                            admin   staff, and       ombudsman     WITH the staff


                                                                                                 r
                                                                                                 I
                                                                                                  f
                                                            residents.               ombudsman.        volunteer is involved

                                                                                                   a



                                                                                     with   the facility – they should ALWAYS

                                                                                       Office of the LTC Ombudsman
                                                                                       Office  of  the  LTC  Ombudsman
                                                                                         Version 1.0 September 2020 2020
                                                                                                 September
                                                                                               1.0
                                                                                         Version
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