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Optical Modulators and Modulation Schemes                                          173


            When M = 4, the four symbols can be represented by four amplitude levels ±3A, ±A. The smallest sep-
           aration between any two amplitude levels is 2A, to ensure equal noise immunity. Fig. 4.41 shows the four
           symbols of 4-ASK. When M = 8, we need three binary digits or bits to represent eight symbols: ‘000’, ‘001’,
           … , ‘111’ and eight amplitude levels: ±7A, ±5A, ±3A, and ±A.The M-ASK signal in an interval 0 ≤ t ≤ T s
           may be written as
                                            s (t)= m (t) cos (2f t),                     (4.105)
                                                             c
                                                   j
                                             j
           where
                                                m (t)= a p(t).                             (4.106)
                                                  j
                                                       j
           Here p(t) represents the pulse shape in a symbol interval and a is a random variable that takes values [−(M −
                                                            j
           1)A, −(M − 3)A, … , −3A, −A, A, 3A, … , (M − 1)A] with equal probability. Suppose the symbol interval is
           T , corresponding to a symbol rate of B = 1∕T . M symbols convey information of log M bits. For example,
            s                             s     s                               2
           when M = 8, we have three bits of information encoded in a single symbol interval, i.e., if we were to use
           binary ASK (BASK), we would need three bit slots within a symbol interval to convey the same amount of
           information. Therefore, if we transmit B symbols per second, it is equivalent to transmitting B log M bits/s,
                                          s
                                                                                     s
                                                                                        2
                                                B = B log M,                               (4.107)
                                                     s  2
           where B is the bit rate of an equivalent binary ASK signal. Equivalently, the data rate is enhanced by a factor of
           log M compared with a binary ASK using the same symbol interval (= bit interval for BASK). For example,
             2
           if M = 4, we have log M = 2 bits to represent all the four levels. Fig. 4.42(a) shows the waveform of a 4-ASK
                            2
           signal at a symbol rate of 10 GSym/s or 10 GBaud, with each symbol chosen out of the symbol set shown in
           Fig. 4.41. This is equivalent to transmitting a BASK signal at a bit rate of 20 Gb/s as shown in Fig. 4.42(b).
           Note that the symbol interval in Fig. 4.42(b) is half of that in Fig. 4.42(a). Typically, the bandwidth required
           to transmit a NRZ-BASK signal at a bit rate of B bits/s on a fiber channel is around 2B Hz. If we were to
           transmit the same amount of information by NRZ-MASK, the symbol interval T is T log M where T is
                                                                                              B
                                                                                B
                                                                                    2
                                                                            s
           the bit interval and the required bandwidth to transmit NRZ-MASK would be 2B = 2B∕log M. Thus, the
                                                                                      2
                                                                             s
           bandwidth reduces by a factor of log M. This reduction in bandwidth comes at the price of reduced power
                                        2
                                                                                            2
           efficiency, i.e., the average transmitter power required to achieve the given performance increases as M (see
           Example 4.3). This can be explained as follows: the symbol error rate is determined by the separation between
                              ‘00’            ‘01’            ‘11’             ‘10’
                        Carrier                                             3A
                                                            A


                   Field envelope

                                           –A
                          –3A
                                                       (a)
                                                       2A
                            –3A              –A        0       A               3A
                                                       (b)

                            Figure 4.41  (a) Amplitude levels of 4-ASK. (b) Constellation diagram.
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