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Lasers                                                                             115






                                                                             Si   Si    Si
                   Si    Si   Si               Si    Si    Si


                     +‒                            +‒                           +‒
                      (a)                           (b)                          (c)

                                     Figure 3.19  Electron and hole current in Si.







                     +                +               +                      +
                                                                .... ....               .... ....


                   Atom 1           Atom 2          Atom  3                Atom n

                                  Figure 3.20 Electron in a periodic Coloumb potential.

           be attracted toward the nucleus of atom 2. When it is in the vicinity of atom 2, there is a chance that it will
           be attracted toward atom 3 or atom 1. An alectron can hop on and off from atom to atom as if it were a free
           classical particle, but with the following difference. A free non-relativistic particle can acquire any amount of
           energy and the energy states are continuous. However, for an electron in periodic potential, there is a range of
           energy states that are forbidden and this is called the energy band gap. The existence of a band gap can only
           be explained by quantum mechanics. At very low temperature, electrons have energy states corresponding
           to valence bands. As the temperature increases, electrons occupy energy states corresponding to conduction
           bands, but are not allowed to occupy any energy states that are within the band gap, as shown in Fig. 3.21.
           For a free electron, the energy increases quadratically with k as given by Eq. (3.66),
                                                       2 2
                                                     ℏ k
                                                 E =     ,                                  (3.92)
                                                      2m
                                                        0
           where m is the rest mass of an electron. Differentiating Eq. (3.92) twice, we find
                 0
                                                       ℏ 2
                                               m =          .                               (3.93)
                                                 0   2    2
                                                    d E∕dk
           The dotted line in Fig. 3.21 shows the plot of energy as a function of the wavenumber, k, for the free electron.
           For an electron in a pure semiconductor crystal, the plot of energy vs. wavenumber is shown as a solid line.
           We define the effective mass of an electron in the periodic potential as
                                                         ℏ 2
                                              m (k)=                                        (3.94)
                                               eff     2    2
                                                      d E∕dk
           in the allowed range of energy states, in analogy with the case of free electrons. The effective mass can be
           larger or smaller than the rest mass, depending on the nature of the periodic potential. For example, for GaAs,
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